Full-timeFinance & accounting· Posted 16 Nov

Distribution Risk and Compliance Manager

PrudentialFrom company site

Salary

Not stated by the company

When

Full-time hours

Where

Singapore

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Start: Not stated
Work mode: On-site
Experience: Experienced

About the role

This role sits within the Risk and Compliance team of a financial institution in Singapore, reporting to the Head of Risk and Compliance. You will help keep distribution channels compliant with regulations and manage risks tied to internal and external outsourcing. It suits someone with solid compliance and risk experience who enjoys working across departments.

What you'll do

Maintain oversight and work with Group to keep alignment with its compliance framework and standards
Carry out risk assessments on distribution channels and monitor representatives' activity for market conduct risks
Work with internal teams to review and analyse customer complaints and investigations, spotting risks, trends, breaches and root issues, and recommend fixes and corrective actions

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Review third-party product training and marketing materials against company standards and regulatory requirements

Review distribution agreements with third-party providers for regulatory and policy compliance

Keep the review and reporting process for BSC matters consistent with regulations and internal policies

Make sure regulatory reports and filings are accurate and submitted on time

Oversee internal and external outsourcing activities for compliance with service agreements and regulations

Advise internal teams and distribution partners on market conduct and distribution ethics compliance

Provide regular and ad hoc reporting to governance forums

Take on ad-hoc tasks, projects or reviews as directed by the Head of Risk and Compliance

Good to know

Full time role based in Singapore
Reports to the Head of Risk and Compliance
Works closely with the CRO division and departments across the company

Requirements

Experience in a regulated financial institution with strong regulatory knowledge and risk management
Excellent communicator able to translate regulatory requirements for the business
Nimble and flexible, able to adapt to fast-paced and changing situations
Experience in compliance and risk processes
Organized and meticulous
Able to work cross-functionally and collaborate across departments

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Prudential

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Distribution Risk and Compliance Manager

About the role

What you'll do

Good to know

Requirements

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