Full-timeFinance & accounting· Posted 28 Apr

Lead, Distribution Compliance Analytics and Reporting

PrudentialFrom company site

Salary

Not stated by the company

When

Full-time hours

Where

Singapore

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Start: Not stated
Work mode: On-site
Experience: Experienced

About the role

This role leads a team handling compliance reporting, misconduct analysis and data support for distribution channels. You will report to the Head, Distribution Monitoring and work with internal stakeholders and regulators to support market conduct oversight. It suits someone with a strong analytics and compliance background who is comfortable guiding junior colleagues.

What you'll do

Lead and supervise a team delivering compliance reporting, misconduct analysis and analytics support for distribution channels within set timelines
Oversee data-supported assessment of suspected agency misconduct, including consolidating trends, supporting investigations and documenting findings

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Prepare and review reports, dashboards and management information for internal stakeholders and regulators

Support oversight of surveillance activities, including timely follow-ups and tracking of remediation

Engage distribution channels to gather information for fair assessment of alleged misconduct and market conduct issues

Uphold market and business conduct standards and keep working knowledge of applicable regulations, regional compliance standards and internal business rules

Identify and implement improvements to reporting, data quality and team efficiency, including standardisation or automation

Support projects and regulatory initiatives with analytics, coordination and execution support

Good to know

Based in Singapore
Full time role

Requirements

Comfortable leading or mentoring junior team members
Strong analytical skills and able to interpret data and explain insights clearly
Experience with reporting and AI tools such as advanced Excel or Power BI is an advantage
Good working knowledge of regulatory and market conduct requirements
6-8 years of experience in compliance, market conduct, investigation, audit, reporting or analytics preferred
Experience preferably in sales, customer complaints and/or investigation in insurance or financial services

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Prudential

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Lead, Distribution Compliance Analytics and Reporting

About the role

What you'll do

Good to know

Requirements

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