Full-timeFinance & accounting· Posted 16 Jul

Financial Crime Compliance Officer, QA and Testing

Julius BaerFrom company site

Salary

Not stated by the company

When

Full-time hours

Where

Singapore

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Start: Not stated
Work mode: On-site
Experience: Experienced

About the role

This role sits within the Compliance Division of a private bank in Singapore, focusing on second line of defence monitoring and surveillance controls. You will support the Heads of QA and Testing and Compliance Singapore in implementing controls under the Global Compliance Program, while also helping to strengthen the first line of defence. It suits a meticulous, analytical compliance professional with strong QA or audit experience who can work independently and manage tight deadlines.

What you'll do

Support the Head of Compliance Singapore to ensure compliance with local regulations and internal policies, procedures and directives.
Support the Head of QA and Testing in managing regulatory issues, trends and emerging risks.

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Drive the Head Office 2LoD holistic monitoring program in line with global standards.

Build close working relationships with key stakeholders in Head Office and other locations, particularly Hong Kong, for a consistent control framework and aligned test steps and methodologies.

Facilitate the rollout of the bank's risk culture initiatives and HR's disciplinary and escalation framework.

Develop and execute Compliance 2LoD controls within set timeframes, including documentation and escalation of findings to senior management.

Participate in Compliance Strategic Roadmap projects and coordinate completion of various Head Office initiatives.

Develop the QA and Testing framework, including annual QA and test plans, risk assessments, testing and QA scripts, procedures and sampling methodologies that reflect regulatory expectations and industry developments.

Prepare and review reports for root cause analysis and systemic findings.

Assist in validating and tracking finding closures.

Perform investigations and coordinate escalation to the disciplinary committee as per HR framework.

Assist with ad-hoc handling of compliance and regulatory inspection updates and reporting, both internal and external.

Coordinate on control implementation and updates.

Complete and submit Compliance controls in relevant systems in a timely manner.

Good to know

Full-time position based in Singapore.
Role involves interaction with regulatory authorities and auditors.

Requirements

Degree qualified
More than 5 years of Compliance Testing, Quality Assurance or Audit experience
Strong sense of responsibility, integrity and good judgement
Meticulous, detail oriented and analytical
Dynamic personality with ability to work independently and in a team
Impeccable organisational skills with ability to multi-task and manage tight deadlines

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Julius Baer

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Financial Crime Compliance Officer, QA and Testing

About the role

What you'll do

Good to know

Requirements

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