Full-timeFinance & accounting· Posted 26 Oct

Periodic Review Compliance Officer

Julius BaerFrom company site

Salary

Not stated by the company

When

Full-time hours

Where

Singapore

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Start: Not stated
Work mode: On-site
Experience: Experienced

About the role

A full-time compliance role with Julius Baer in Singapore, sitting in the Risk, Legal and Compliance division. You will handle the review and approval of existing high and highest risk client relationships, portfolios and accounts booked in the Singapore branch, working alongside the Periodic Review team of Compliance Officers. It suits an experienced AML/KYC professional who is analytical, detail-oriented and comfortable managing stakeholders across front office and control functions.

What you'll do

Support the CRO and senior management in meeting external and internal regulatory expectations and in managing operational, regulatory and reputational risk
Act as part of the Periodic Review team of Compliance Officers for the Singapore branch

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Build and maintain relationships with front office, client documentation, KYC/AML onboarding, AML investigations and risk management teams

Support the Head of AML/KYC Singapore and Head of Periodic Review on reviews of existing client relationships, portfolios and accounts

Guide local and overseas relationship managers on periodic review submissions, including KYC profile changes, account structure changes and newly identified adverse news

Handle ad-hoc KYC/CDD matters and enquiries from regulators, internal and external auditors and head office

Review client profiles for the review period against internal and current regulatory AML/CFT/CDD standards, checking completeness, consistency and accuracy of KYC information, source of wealth narratives and plausibility assessments

Perform client risk assessments and due diligence analysis focused on high and highest risk profiles

Assess incremental AML/KYC risk arising during periodic review and escalate as needed

Review and assess name screening results using Google, World-Check and Factiva

Review transactions occurring during the review period, check alignment with the client risk profile and investigate suspicious activity

Contribute to projects and process improvement work relating to KYC/CDD

Ensure KYC/CDD issues are properly identified, assessed and documented, with timely escalation where measures cannot be completed

Good to know

Full-time position based in Singapore
Role sits within the Risk, Legal and Compliance Division

Requirements

At least 8–10 years of experience in KYC onboarding, periodic review or AML roles within private banking or wealth management
A good degree and understanding of the private banking and wealth management industry
Strong knowledge of the MAS 626 Notice and Guidelines
Experience managing AML/CFT-related regulatory inspections, external or internal audits and strategic projects
Strong organisational skills and a strong personality
Team player; prior team lead experience is an advantage

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Julius Baer

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Periodic Review Compliance Officer

About the role

What you'll do

Good to know

Requirements

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