You will handle day-to-day customer service activities and resolve client inquiries and issues. You will assist with compliance procedures, monitor and respond to compliance-related inquiries, and prepare reports for senior management. You will also support the sales force by implementing recommendations for improvements and ensuring accuracy of compliance advice. You must assess risk and adhere to Citi's policies and guidelines.
Requirements
Previous relevant experience preferred
Series 6 and 26 License
Fundamental understanding of industry regulations in the US and Canada
Proven knowledge of securities, insurance and mortgage lending laws and regulations
Effective verbal and written communication
Influencing and relationship management skills
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